U.S. Supreme Court Hills v. Ross, 3 U.S. 3 Dall. 184 184 (1796)
Hills v. Ross
3 U.S. (3 Dall.) 184
ERROR TO THE CIRCUIT COURT
FOR THE DISTRICT OF GEORGIA
It is not a cause of reversal in this Court of the decree of the circuit court that the record is insufficient to show the grounds of the decree of the circuit court.
On the return of the record, several errors were assigned, but the only one now relied on states
"that the facts on which the circuit court had founded their decree did not appear fully upon the record, either from the pleadings and decree itself or a state of the case agreed to by the parties or their counsel or by a stating of the case by the court,"
as required by the 19th section of the Judiciary Act.
On examining this record it was found that no statement of facts had been made either by the court or the parties, nor did it appear from the pleadings and decree upon what facts the decree of the circuit court had been founded. But it appeared that a number of witnesses had been produced and sworn (the record did not say examined) at the hearing before the circuit court whose testimony had not been committed to writing, while, on the other hand, the depositions of the witnesses who had been examined before the district court were annexed to the proceedings returned. It was acknowledged by the counsel for the defendants in error that the testimony of the witnesses produced in the circuit court had been taken viva voce, according to the 30th section of the Judiciary Act, and that their depositions had not been committed to writing. It was conceded by the counsel on both sides that without other aids than such as were to be derived from this imperfect
record, it would be impossible to obtain a fair review of the proceedings of the circuit court in this cause. But Cox and Duponceau, for the plaintiffs in error, contended for a reversal of the decree. Reed (of South Carolina), E. Tilghman, and Lewis for the defendants insisted, on the other hand, that the decree ought to be affirmed unless it was shown to be erroneous; that the omission on which the plaintiffs relied could not be assigned as an error, and did not vitiate the proceedings; that it was to be ascribed to the neglect of the plaintiffs themselves, who ought in the first instance to have applied to the adverse counsel to state a case, and if they refused or disagreed in their statement, then to the court itself; that the defendants being satisfied with the decree and not intending to appeal therefrom, it was not their business to assist the plaintiffs in perfecting their record, so as to enable them to bring it properly before an Appellate court. Upon the whole, they prayed that the decree be affirmed.
For the plaintiffs in error it was insisted that the omission of a statement of the case vitiated the whole record. The Judiciary Act of the United States had greatly innovated upon the old system of admiralty and chancery proceedings, the forms and principles of the common law were interwoven with and in many cases entirely substituted to those of the Roman jurisprudence. The 30th section of that act required that the testimony of witnesses should be taken viva voce, instead of written depositions, both in the district and the circuit court. In the former of these tribunals, indeed, when either of the parties expressed an intention of appealing to the other, the depositions of the witnesses were to be committed to writing, but this case was an exception to the general rule. In the circuit court, where new evidence was admitted, no provision had been made for committing the testimony to writing except in the case of absent, aged, infirm, or departing witnesses whose evidence might be taken de bene esse, precisely as in the common law courts. The whole testimony therefore could not, without the consent of parties, come before the Supreme Court of the United States, in any case where new witnesses were heard, or the same witnesses who were examined below, were produced do novo before the circuit court.
It was clear that the intention of Congress was to vest the power of trying matters of fact in admiralty and equity cases in the district and circuit courts exclusively. Like the verdict of a jury, the decision of the latter tribunal was final and conclusive as to fact. The Supreme Court was only empowered to correct their decrees in matters of law. Therefore an appeal did not lie to it, but only a writ of error, as at common law. And by the twenty-second section of the Judiciary Act, it was
provided that no decree of the circuit courts should be reversed for any error in fact.
But still the civil law pleadings, as by bill or libel, answer, &c.;, were retained in the courts below. Those not being carried on with the logical closeness and accuracy for which the system of common law pleadings is so much and so justly admired, the facts which grounded the decree would seldom if ever appear from the pleadings and decree itself. Amidst the heap of matter with which libels and answers are generally crowded and the variety of facts, often immaterial to the real points in contest, asserted and denied by the respective parties, it would be often difficult even to know what was the true object of the controversy. The law therefore wisely ordered that the facts on which the decree was founded, where they did not appear from the pleadings and decree itself, should be shown by a statement, which, like a special verdict, should enable the court to determine whether the inferences of law drawn from those facts by the inferior court were just or erroneous.
To cause such a statement to be made or to make it themselves was a duty which the law enjoined upon the circuit courts, and which they were bound to perform. The words of the act of Congress were express and imperative.
"It shall be the duty of the circuit courts in causes in equity and of admiralty and maritime jurisdiction to cause the facts on which they found their sentence or decree fully to appear upon the record, either from the pleadings and decree itself, or a state of the case agreed by the parties, or their counsel, or if they disagree, by a stating of the case by the court."
The court was therefore bound to see that the facts appeared upon the record in some one or other of these modes, neither party could compel the adverse counsel or the court to state a case, and the courts, by omitting this indispensable requisite, had it in their power, whenever they pleased, to make their decrees final and conclusive in law as well as in fact, and effectually to deprive the unsuccessful party of the benefit of a revision which the law had expressly provided in his favor. It being then the default of the court, it might be well assigned for error. 8 Co. 59; Cro.Eliz. 84, 107. And the act of Congress, being introductory of a new law, was to be strictly pursued. 4 Bac.Ab. 641; 2 Stra. 971.
The counsel further illustrated the subject by several analogies drawn from the civil and the common law. It was, they said, a principle which appeared to pervade those two systems that where the superior court were judges of law and fact, the inferior tribunal was bound to return to them the whole evidence; when judges of law only, then they were bound to make the facts appear upon which the judgment or decree was founded. Orders of the courts of quarter sessions are only to
be quashed for errors in law; therefore it is only necessary that the facts on which they were founded should appear upon the record; but in the case of convictions by justices upon penal statutes, the facts are to be reexamined, and therefore they are bound to set forth the whole evidence. 2 Stra. 997. At common law, where the trial is by jury, still the facts on which the judgment is founded must appear on the face of the whole record, and where the verdict did not find precisely the matter in issue, as where it found that "by nonperformance of the promise," the plaintiff had sustained $50 damages, without expressly finding that the defendant had promised, the judgment for the plaintiff was reversed, 21 Via.Ab. 441, because the superior judges could not determine whether the law had been properly inferred from the facts unless the facts themselves were clearly and expressly stated. This rule obtained at civil law for the very same reasons. On a bill of review in chancery, where the law alone was to be reexamined, it had been often resolved that the facts proved and allowed by the court as proved, should be so mentioned in the sentence, otherwise on a bill of review, those facts should be taken as not proved, for else a decree could never be reversed by a bill of review, but all erroneous decrees must be reversed on appeals only. 1 Vern. 166, 214-216; 1 Cha.Ca. 54-55.
The counsel for the defendant in error insisted that although the want of a statement of facts was a technical defect in the record before the court which they were willing to supply as much as lay in their power from their notes of the evidence which had been taken before the circuit court, yet the court could not without great injustice reverse the decree on that account. It was bound by the twenty-fourth section of the Judiciary Law, on the reversal of a decree of the court, to pass such a decree as the circuit court should have passed. How could they do it in this instance? Were they, for an omission of the court, which they could not help any more than the defendants, to put it out of their power to obtain justice, and how could they say that the circuit court should have rendered a different decree, since they were not possessed of the merits of the cause?
The Court was unanimously of opinion that the error assigned was not a sufficient ground for reversing the decree, and recommended to the parties to come to some agreement which might bring the matters in controversy fairly before them.
After some conversation, an agreement took place between the counsel on both sides that the cause should be continued to the next term, and that in the meantime new evidence
might be taken on both sides, and the whole matter of fact as well as the law brought before the Supreme Court of the United States as upon an appeal.