U.S. Supreme Court Kain v. Gibboney, 101 U.S. 362 (1879)
Kain v. Gibboney
101 U.S. 362
APPEAL FROM THE CIRCUIT COURT OF THE UNITED
STATES FOR THE WESTERN DISTRICT OF VIRGINIA
1. In Virginia, since her repeal of the statute of 43d Elizabeth, c. 4, charitable bequests stand upon the same footing as other bequests, and her courts of chancery have no jurisdiction to uphold a charity where the objects are indefinite and uncertain. Such being the settled doctrine of her court of last resort, this Court accepts and enforces it in passing upon an attempted testamentary disposition of property which is claimed under the law of the state to be a valid gift for charitable uses.
2. A., who resided and died in Virginia., by her last will and testament, bearing date Dec. 9, 1854, and admitted to probate in 1881, bequeathed her property and money to B., "Roman Catholic bishop of Wheeling, Virginia, or his successor in said dignity, who is hereby constituted a trustee for the benefit of the community" (an unincorporated association previously described as a religious community attached to the Roman Catholic Church), the same "to be expended by the said trustee for the use and benefit of said community."
1. That the bequest, conceding it to be for charitable uses,
2. That the legislation of Virginia touching devises or bequests for the establishment or endowment of unincorporated schools or validating conveyances for the use and benefit of any religious society does not apply to this bequest.
On Aug. 7, 1853, Malvina Matthews, of Wythe County, Virginia, made her last will and testament, which was duly admitted to probate, devising a tract of land on which she then lived, to Granville H. Matthews in trust for her two daughters, Malvina and Eliza, and authorizing him to sell it and invest
the proceeds at his discretion, one-half of the annual interest or dividends accruing therefrom to go to each of them as a fund for her separate and sole use and benefit, especially in the event of her marriage. The will declared that one moiety of the principal arising from the sale of the land might be disposed of by each, either by deed to take effect after her death or by will, and not otherwise.
Matthews sold the land, but was removed from the executorship and trusteeship, and Robert Gibboney, who was appointed in his stead, received of the trust fund $7,985.88, of which one-half belonged to said Eliza. The latter died, and her will, bearing date Dec. 9, 1854, was, in 1861, admitted to probate in the County Court of Wythe County. Robert Gibboney qualified as her administrator. The will, after making various pecuniary bequests, among them one of $500 to "Richard V. Wheelan, Roman Catholic Bishop of Wheeling, Virginia, and his successors in that church dignity," contained the following provision:
"In the event that I may hereafter become a member of any of the religious communities attached to the Roman Catholic Church, and am such at the time of my death, then it is my will that all the foregoing bequests and legacies be void, and that my executors hereinafter named shall pay over the whole of the property or other thing, after disposing of the same for money, to the aforesaid Richard V. Wheelan, bishop as aforesaid, or his successor in said dignity, who is hereby constituted a trustee for the benefit of the community of which I may be a member, the said property or money to be expended by the said trustee for the use and benefit of said community."
After making her will, she became a member of an unincorporated religious community attached to the Roman Catholic Church known as the "Sisters of Saint Joseph," and was such at the time of her death.
In 1871, Alexander S. Matthews, her brother, instituted a suit against her legatees and other heirs at law in the circuit court of said county, to contest the validity of her will. An issue of devisavit vel non was ordered but not tried, as by consent of the counsel of the parties it was decreed that he should be paid from her estate the part thereof to which he would have been
entitled had she died intestate; and that the devisee named in the will should proceed to collect the estate, and, after paying the debts and costs of suit, pay to said Alexander the tenth part. The suit was thereupon dismissed, with leave to have the same reinstated if necessary, for the purpose of enforcing the decree.
Some time thereafter, Elizabeth G. Gibboney, the executrix of Robert Gibboney, who had departed this life, delivered to Wheelan, as part of the estate of Eliza, a bond of one Johnson for $500.
Thereupon Wheelan brought this suit, in the court below, against said Elizabeth, to recover the residue of that estate, and alleged that said Robert had never invested the fund which he received as the trustee of Eliza, but had converted it to his own use, except the bond of Johnson.
Wheelan died, and John J. Kain having been duly appointed Bishop of Wheeling, the suit was revived in his name.
The bill was, on demurrer, dismissed, and Kain appealed to this Court.
MR. JUSTICE STRONG delivered the opinion of the Court.
The bequest which the complainant seeks to enforce by this bill was an attempted testamentary disposition under the law of Virginia, and the matter now to be determined is whether by that law it can be sustained. It may be conceded that notwithstanding its uncertainty, a legacy given in the words of this will, if for a charity, would be held valid in England, and in most of the states of the Union. But we have now to inquire what is the law of Virginia? The gift was made to "Richard V. Wheelan, Bishop of Wheeling, or to his successor in said dignity." It was therefore, in effect, a gift to the office of the Bishop of Wheeling. Neither Bishop Wheelan, nor any bishop succeeding him, was intended to derive any private advantage from it. Nothing was intended to vest in him but the trust, and that was required to be executed by whomsoever should fill the office of bishop, only so long as he should fill it,
and executed in his character of bishop, not as an individual. The bequest was practically to a bishopric, and as a bishop is not a corporation sole, it may be doubted whether, at the decease of the testatrix, there was any person capable of taking it. True it is that generally a trust will not be allowed to fail to want of a trustee -- courts of equity will supply one. But if it could be conceded that Wheelan was, in his lifetime, capable of taking the bequest, and that Bishop Kain is capable of taking and holding after the death of his predecessor, a greater difficulty is found in the uncertainty of the beneficiaries for whose use the trust was created. In the words of the will, they are a religious community, of which the testatrix contemplated she might die a member. She died a member of a religious community attached to the Roman Catholic Church, known as the "Sisters of St. Joseph." That is an unincorporated association, and it is the association as such, and not the individual members who composed it, when the testatrix died, which is declared to be the beneficiary. Nor is it the community attached to any local church which is designated, but a community attached to the Roman Catholic Church, wherever that church may exist. Its members must be constantly changing, and it must always be uncertain who may be its members at any given time. No member can ever claim any individual benefit from the bequest, or assert that she is a cestui que trust, and the community, having no legal existence, can never have a standing in court to call the trustees to account. This bequest is therefore plainly invalid unless it can be supported as a charity. And it is far from evident that it is a gift for charitable uses. It looks more like private bounty. Charity is generally defined as a gift for a public use. Such is its legal meaning. Here the beneficial interest is given to a religious community, but not declared to be for religious uses. There is nothing in the will to show that aid to the poor, or aid to learning, or aid to religion, or to any humane object was intended.
Conceding, however, that it is a charitable bequest, it is a Virginia gift, by a Virginia will, and in that state charities in general are not upheld to any greater extent than ordinary trusts are. This will be very manifest when the decisions of
the courts of the state and of this Court are reviewed. The subject was fully considered in Baptist Association v. Hart's Executors, 4 Wheat. 1, decided in 1819. There it appeared that the testator, a citizen of Virginia, had bequeathed certain military certificates to "the Baptist Association that for ordinary meets at Philadelphia annually," to be a perpetual fund for the education of youths of the Baptist denomination, who shall appear promising for the ministry, always giving a preference to the descendants of his father's family. Before the death of the testator the legislature of the state had repealed all English statutes, including, of course, the 43d Elizabeth, c. 4, at that time generally regarded as the origin of the jurisdiction of equity over charities. This Court held that the Baptist Association, not having been incorporated at the testator's decease, could not take the trust as a society. 2. That the individuals composing it could not take. 3. That there were no persons who could take if it were not a charity. 4. That the bequest could not be sustained as a charity. 5. That charitable bequests, where no legal interest is vested and which are too vague to be claimed by those for whom the beneficial interest was intended, cannot, independently of the 43d Elizabeth, c. 4, be sustained by a court of equity, either in exercising its ordinary jurisdiction, or in enforcing the prerogative of the king as parens patriae.
It is true, that the fifth rule thus announced, as a general proposition, is now known to have been erroneously stated. Trusts for charitable uses are not dependent for their support upon that statute. Before its enactment, they had been sustained by the English chancellors in virtue of their general equity powers in numerous cases. Vidal v. Girard's Executors, 2 How. 127. And generally, in this country, it has been settled that courts of equity have an original and inherent jurisdiction over charities, though the English statute is not in force, and independently of it. It is believed that such is the accepted doctrine in all the states of the Union, except Virginia, Maryland, and North Carolina. But, as we have said, the rule in Virginia is different, and it has been different ever since the case of Vidal v. Girard's Executors was decided.
In 1832, the case of Gallego's Executors v. The Attorney General, 3 Leigh (Va.) 450, came before the Court of Appeals of that state. A testator had directed his executors to lay by $2,000, "to be distributed among needy poor and respectable widows;" and in case the Roman Catholic chapel should be continued at the time of his death, he directed the executors to pay $1,000 towards its support, and if the Roman Catholic congregation should come to a determination to build a chapel at Richmond, to pay $3,000 towards its accomplishment. He further devised a lot to four trustees, in trust, to permit all and every person belonging to the Roman Catholic Church as members thereof, or professing that religion and residing in Richmond, to build a church on the lot for the use of themselves, and of all others of their religion who might thereafter reside in Richmond. These were undoubtedly gifts to charitable uses. Upon an information and bill in chancery to enforce the bequest and devise as charities, it was held that they were all uncertain as to the beneficiaries, and therefore void. The court ruled that the English statute of charitable uses having been repealed in Virginia, the courts of chancery of that state had no power to enforce charities where the objects are indefinite and uncertain, and that charitable bequests stand on the same footing as other bequests. The opinion of President Tucker is very elaborate, and fully sustains that view, approving the doctrine announced in Baptist Association v. Hart's Executors, supra.
This case was followed by Wheeler v. Smith, 9 How. 55, decided in 1850, after Vidal's case. It reasserted the doctrine of Gallego's Executors v. The Attorney General, supra, as the law of Virginia, and declared that the courts of chancery had no jurisdiction to uphold charities when the objects are indefinite and uncertain. Therefore, a bequest for a public purpose -- namely one given to trustees "for such purposes as they might consider to be most beneficial to the town and trade of Alexandria," was declared void.
In Seaburn's Executors v. Seaburn, 15 Gratt. (Va.) 423, the case of Gallego's Executors v. The Attorney General was again recognized as the law of the state, except so far as it had been modified by the statutes, and it was ruled that they did not
authorize a devise of land for the use of a religious congregation, but a conveyance only. A fortiori, that it did not authorize a bequest of money, to be expended in building a church at a specified place, or for the support of the pastor of such church.
So in a case not reported, a devise in these words:
"I give to the Rev. W. J. Plummer, D.D., the residue of my estate, real and personal, in trust for the board of publication of the Presbyterian Church of the United states,"
was held to be void.
We do not overlook the fact that there are cases in which trusts for charitable uses have been sustained, though the description of the beneficiaries was uncertain, but in them all the decisions have been rested upon statutes of the state enacted to provide for special cases. In 1841-42, an act was passed by which it was declared that every conveyance should be valid which should thereafter be made of land for the use or benefit of any religious congregation, as a place for public worship, or as a burial place, or a residence for a minister. This was amended in 1866-67 by adding
"or for the use or benefit of any religious society, or a residence for a bishop, or other minister or clergyman, who, though not in special charge of a congregation, is yet an officer of such church or society, and employed under its authority and about its business."
Civil Code of 1860, c. 78, tit. 22, sec. 8; Civil Code of 1873, c. 76, tit. 22, sec. 8. It will be observed these statutes validate only conveyances. They controlled the decision made in Brooke v. Shacklett, 13 Gratt. (Va.) 301, decided in 1856, and Seaburn's Executors v. Seaburn, supra, decided in 1859. The first of these cases -- a deed conveying property in trust for the erection of a local Methodist church and the use of its members -- was sustained. But Gallego's case was expressly recognized as the law of the state, except so far as the statute had changed it.
On the 2d of April, 1839, the legislature passed an act declaring that devises and bequests for the establishment or endowment of unincorporated schools, academies, or colleges, should be valid, requiring, however, that reports of the devises or bequests should be made to the legislature, and that in case
it should fail to incorporate the schools, academies, &c.;, within a certain time, the gifts should fail. Acts of 1839, c. 11, 12, 13.
So, also, at an early date, the state created a corporation to manage what was called the literary fund, Civil Code of 1860, chapters 78, 79, 80, and by the sections of chapter 80 it was enacted that every gift, grant, devise, or bequest made since April 2, 1839, or which might be made thereafter, for literary purposes, or for the education of white persons within the state (other than for the use of a theological seminary), whether made to a body corporate or unincorporated, or to a natural person, should be as valid as if made to or for the benefit of a certain natural person, with some exceptions. Under these and similar statutes, charitable gifts in favor of the literary fund, or of schools, have been sustained, which, without the statutes, would have been held invalid. Such were Literary Fund v. Dawson, 10 Leigh (Va.) 147, and 1 Rob. (Va.) 402; Kinnaird v. Miller,, 25 Gratt. (Va.) 107, and Kelly v. Love, 20 id. 124. But in all these cases the general law of the state is recognized to be as asserted in Gallego's Executors v. The Attorney General. The bequest now under consideration, therefore, cannot be sustained as a charity.
Equally certain is it that the complainant cannot stand upon the consent decree made by the Circuit Court of Wythe County upon the issue of devisavit vel non, ordered to try whether the instrument purporting to be the will of the testatrix was her will. That issue, framed to try only the validity of the instrument, not the validity of the disposition made by it, was never tried. It was dismissed. No decree was made that the will was valid. To the agreement recited in the decree the defendant was not a party, and the arrangement made by the counsel of the parties to the record did not bind her. Moreover, if she had been bound by it, it conferred no right upon the present complainant.