U.S. Supreme Court Hatfield v. King, 184 U.S. 162 (1902)
Hatfield v. King
Submitted November 11, 1901
Decided February 24, 1902
184 U.S. 162
APPEAL FROM THE CIRCUIT COURT OF THE UNITED
STATES FOR THE DISTRICT OF WEST VIRGINIA
It is contended by appellants that the decree in the circuit court against them ought to be set aside because they have not had the hearing in that court to which they were entitled by law; that they were not served with process; that counsel unauthorized by them entered their appearance, and after having wrongfully entered their appearance failed to take the proper steps for the protection of their rights. It is also contended by other parties than the appellants that there was no real controversy between the parties nominally opposed to each other, and that the litigation was in fact carried on under the direction and control of the plaintiff. Held that questions of this kind may be examined upon motion supported by affidavits, and that it is the duty of a court to make such inquiry.
Before any proceedings could rightfully be taken against the defendants, it was essential that they be brought into court by service of process or that a lawful appearance be made in their behalf, and, in this case, it is quite clear that the counsel was not authorized to appear for Mrs. Browning.
It is fitting that this investigation should be had, in the first place, in the court where the wrong is charged to have been done, and before the judge who, if the charges are correct, has been imposed upon by counsel, and it may be wise that both examination and cross-examination be had in his presence.
On October 8, 1898, the appellee commenced this suit in the Circuit Court of the United States for the District of West
Virginia to quiet his title to certain lands. In the bill, he alleged that he was the owner in fee and in the actual possession of a large tract, known as the "Robert Morris 500,000-Acre Grant," which was granted by Virginia in 1795 to Robert Morris, of Philadelphia, and is situated partly in West Virginia, and partly in Kentucky and Virginia. He followed this general allegation with a detailed statement of his chain of title and of certain tax proceedings. After these averments tending to show his own rights and title, he charged that Aly and Joseph Hatfield, father and son, had at different times obtained pretended titles to certain small tracts within the limits of his grant, stating how these titles were obtained and wherein he claimed they were invalid. He further averred that both the Hatfields were dead; that their only heirs were the two defendants, now appellants, the widow and daughter of Joseph Hatfield, who wrongfully claimed the tracts last mentioned and thereby cast a cloud upon the plaintiff's title. No process was issued, but on June 8, 1899, a demurrer was filed on behalf of the defendants, signed by one appearing as their attorney. This demurrer was overruled on May 16, 1900, and leave given to file answer. Thereupon, as the record states, the defendants declined to answer but elected to stand upon their demurrer, and on June 2, 1900, a decree was entered in favor of plaintiff, quieting his title to the lands claimed by the defendants. From this decree an appeal was prayed and allowed to this Court, and the appeal papers were filed here on January 3, 1901.
The bill was so framed as to invite a consideration, in some aspects, of the question of forfeiture for nonpayment of taxes, presented to this Court in King v. Mullins, 171 U. S. 404 .
At the beginning of this term, one of the appellants, Nancy C. Browing (erroneously, as she states, called Nancy C. Rutherford in the record) moved for a rule against the attorney who had appeared for her, to show by what authority he had assumed to so appear and why he should not be attached and his name stricken from the roll of attorneys for falsely assuming to act as her attorney and imposing upon the circuit and this Court a false, fictitious, and manufactured case for the purpose of obtaining an opinion and judgment on a false statement
of facts, to her injury and the injury of others similarly situated but not parties to the suit or appeal. She also asked that the alleged final decree of the circuit court be declared null and void, and that this appeal and the cause be dismissed. At the same time, other parties claiming to be interested in the Robert Morris tract appeared and represented that the entire proceedings had in this case were feigned and fictitious, that the litigation on both sides was controlled by the counsel for the plaintiff King, and asked an examination as to the truth of the charge so made. A substantially similar motion was made on behalf of the State of West Virginia. The counsel named in the record have answered, denying these charges and asserting the fullest integrity in the matter. Quite a number of affidavits have been filed, and also some documentary evidence presented.
MR. JUSTICE BREWER delivered the opinion of the Court.
It is contended by the appellants that the decree in the circuit court against them ought to be set aside because they have not had the hearing in that court to which they were entitled by law; that they were not served with process; that counsel unauthorized by them entered their appearance, and after having wrongfully entered their appearance, failed to take the proper steps for the protection of their rights.
It is also contended (though by other parties than the appellants) that there was no real controversy between the parties
nominally opposed to each other, and that the litigation was in fact carried on under the direction and control of the plaintiff. It is well settled that questions of this kind may be examined, upon motion supported by affidavits, and that it is the duty of a court to make such inquiry in order that it may not be imposed on by an apparent controversy to which there are really no adverse parties. Shelton v. Tiffin, 6 How. 163, 47 U. S. 186 ; Lord v. Veazie, 8 How. 251; Cleveland v. Chamberlain, 1 Black 419, 66 U. S. 426 ; American Wood-Paper Co. v. Heft, 8 Wall. 333; Tennessee &c.; R. Co. v. Southern Tel. Co., 125 U. S. 695 ; South Spring Gold Co. v. Amador Gold Co., 145 U. S. 300 ; California v. San Pablo &c.; R. Co., 149 U. S. 308 .
In Cleveland v. Chamberlain, it was said, quoting from Lord v. Veazie:
"Any attempt, by a mere colorable dispute, to obtain the opinion of the court upon a question of law, which a party desires to know for his own interest or his own purposes, when there is no real and substantial controversy between those who appear as adverse parties to the suit, is an abuse which courts of justice have always reprehended and treated as a punishable contempt of court."
In Shelton v. Tiffin, in question was as to the validity of a judicial sale, and it appeared that one of the defendants in the proceedings had not been served with process; that an attorney had entered an appearance for him, but had done so inadvertently and without authority, and it was said:
"An appearance by counsel under such circumstances, to the prejudice of a party, subjects the counsel to damages; but this would not sufficiently protect the rights of the defendant. He is not bound by the proceedings, and there is no other principle which can afford him adequate protection. The judgment, therefore, against L. P. Perry must be considered a nullity, and consequently did not authorize the seizure and sale of his property."
If it be true, as claimed by some of the moving parties, that this is a collusive suit, that there is no real controversy between the plaintiff and defendants, that the plaintiff has been controlling the litigation on both sides with a view of obtaining an opinion on a matter of law in which he is interested, the transaction is one which as stated courts of justice have always
reprehended, and should be treated as a punishable contempt, and no decree entered under those circumstances should be permitted to stand.
So far as respects permitting the decree to stand, the same result would follow, even though there were no collusion, if the appearance of counsel was in fact not authorized or ratified by the defendants, and to that matter alone shall we direct our attention.
Before any proceedings could rightfully be taken against the defendants, it was essential that either they be brought into court by service of process or that a lawful appearance be made in their behalf. Confessedly they were not served with process, and they now deny the right of counsel to have entered an appearance for them. The evidence upon this, as well as kindred questions, is principally in ex parte affidavits. The appellants were, respectively, the widow and daughter of Joseph Hatfield, and claimed title to the various tracts by inheritance from him. It appears that, in 1895, an action of ejectment was brought by King against several parties, these appellants among the number. Mrs. Hatfield was led to employ in that case the same counsel who entered her appearance in this. We do not stop to inquire into the circumstances which it is alleged attended that employment. She swears that it was simply for that action and a suit ancillary thereto brought to enjoin the cutting of timber; that she never employed him in any other matter, and knew nothing of the pendency of this suit until after the decree against her and the appeal to this Court. She also swears that she never attempted to act for her daughter in preparing for the defense of any suit or action, or in making any arrangements for her. Mrs. Browning testifies that, at the time of the ejectment suit, she was the widow of John Rutherford; that, on December 25, 1895, she married her present husband, Albert Browning; that she had no notice or knowledge of the present suit, and never directly or indirectly employed or authorized anyone to appear for her therein, or in any other controversy or matter pertaining to said lands, and further, never authorized any person to employ said counsel or any other attorney to appear and represent her in this suit.
On the other hand, the counsel's affidavit is that he was employed by Mrs. Hatfield in the prior action, and supposed he was authorized by the scope of that employment to appear for her in this suit; that he had the title papers of both the appellants in his possession, and had no suggestion of any revocation of his authority. He introduced a copy of a letter from Mrs. Hatfield, which supported his claim of employment at least in the ejectment case. While he testifies to having met and conversed with Mrs. Hatfield, he does not state that he ever met Mrs. Browning or had any conversation or correspondence with her, although he does state in a general way that she sanctioned and ratified the action of her mother in employing him.
We do not deem it necessary to mention all the matters of evidence, but it seems to us quite clear that, whatever may have been his understanding of the matter, the counsel was not authorized to appear for Mrs. Browning. She had in fact never employed him in any litigation in respect to these lands or otherwise, nor had she authorized anyone to employ him, and she had no notice of the pendency of this suit. As to Mrs. Hatfield, while she did at one time employ him in other litigation, she knew nothing of the pendency of this suit until after the decree and the appeal, and if the employment in the ejectment action was sufficiently broad to cover all future litigation of any kind in respect to the land, it would seem to have been so only in consequence of a contract which she says was made, and which, if made, would stamp the whole transaction with wrong.
We do not stop to inquire whether the course pursued by counsel was under the circumstances the best that could have been taken for the protection of the appellants' rights. They were entitled to notice of the pendency of the suit to select such counsel as they chose, and to be guided by his advice and judgment, even though that advice and judgment should prove to be erroneous.
We have refrained from spreading upon our records a detailed statement of the charges and countercharges made in the various motions and affidavits that have been filed, and have only referred to so much as seemed necessary for the
present disposition of the case. But our reticence in this respect must not be taken as expressive of a purpose to ignore them. The charges are serious ones, affecting the integrity of counsel commended, by the fact of admission to the bar of the circuit court, to the confidence of the community. They involve the due administration of justice in that court, and cannot be passed without notice and action. It is not enough that the doors of the temple of justice are open -- it is essential that the ways of approach be kept clean. We refrain from extended comment, because, as, heretofore stated, the testimony is mainly by ex parte affidavits, which are often, this case being no exception, quite unsatisfactory, and it is only through the sifting process of cross-examination that the real facts can be disclosed. When the truth is ascertained, if there be wrongs as charged, the language of judicial condemnation should be clear and emphatic, and a punishment inflicted such as the wrongs deserve, and if no wrong has been done, the conduct of counsel will be cleared from suspicion. It is fitting that this investigation should be had in the first place in the court where the wrong is charged to have been done and before the judge who, if the charges are correct, has been imposed upon by counsel, and it may be wise that both examination and cross-examination be had in his presence.
The order, therefore, is that this case be remanded to the Circuit Court, with instructions to set aside the decree as well as the appearance of defendants, and to proceed thereafter in accordance with law, and also to make a full investigation, in such manner as shall seem to it best, of the various charges of misconduct presented in the motions filed in this Court, and to take such action thereon as justice may require.
It is so ordered.
MR. JUSTICE HARLAN was not present at the argument of this case, and took no part in its decision.